Governance & Regulation

Responsibility and Compliance.

Governance & Regulation

Duodecim Asset Management SA operates under Swiss law and is authorised by the Swiss Financial Market Supervisory Authority (FINMA) as an asset manager. We comply with all applicable regulatory requirements, including in particular the provisions of the Financial Services Act (FinSA) and the Financial Institutions Act (FinIA).

Our governance structure includes a board of directors responsible for strategic oversight and a dedicated risk management function. Our processes are designed to ensure transparency, integrity and accountability in all our activities.

We maintain robust controls to combat money laundering and the financing of terrorism, and we protect client data in accordance with applicable data protection laws.